We disrupted the accounting and advisory industry over a decade ago by breaking the mold that the sophistication of accounting/advisory firms was correlated to size. We were one of the smallest accounting/advisory firms in the United States to serve NYSE listed public companies as auditors. These companies were some of the most complex financial services organizations in the U.S.

Our service philosophy pairs you with highly specialized and accomplished professionals with high degrees of expertise in the financial services industry. By specializing in only key industries, it provides us the opportunity to focus on our core competencies and evolve to meet the changing needs of our clients. To better serve our clients, we have organized our Financial Services Practice into three key divisions: specialty finance, banking, and asset management.


Adam Bullock
Financial Services Industry Leader

Let’s take on today’s toughest challenges together.

Our Financial Services

Financial Services 1


Recognizing the critical nature of each of our client’s tax status, our specialists offer significant experience and have developed a specialized portfolio of tax consulting and compliance services for financial services.


Audit and assurance services are a necessity for many. You need an accounting firm that understands your business. We will make sure your financial statements are compliant with all of the latest rules and interpretive guidance.


We offer customized financial consulting services to new and growing companies in the financial services (including FinTech) industry, as well as senior level operations expertise to help you grow and succeed, while you focus on other important areas. We will provide you with the support you need, including monthly accounting close and oversight, accounting for specific transactions or financial statement line items, and even assistance with budgeting and cash flow analysis and oversight.


We have experience in strategic business planning including benchmarking, performance management, conducting operational and organizational reviews, staff structuring, assessing financial reporting and technology systems, and performing contract assurance services.

Financial Services 2 | board meeting
Financial Services 3

We have served clients in the following sectors:

Specialty Finance

  • Consumer finance companies
  • REITs
  • Leasing companies
  • Credit card companies
  • Student lenders
  • Auto finance

Asset Management

  • Alternative investment funds
  • Hedge funds
  • Private equity
  • Broker-dealers
  • Registered investment advisors


  • Commercial banks
  • Mortgage banks
  • Community banks
High quality service backed by decades of experience.

Latest Insights

Final rules for business interest expense deduction limitation released
Real Estate

Final rules for business interest expense deduction limitation released

The Internal Revenue Service (IRS) released long-awaited final regulations and other guidance on the limitation of business interest expense deductions…
Real Estate Investing: Opportunity Zone vs. 1031 Exchange
Real Estate

Real Estate Investing: Opportunity Zone vs. 1031 Exchange

For real estate investors, the 1031 exchange has long been a preferred, efficient strategy to defer taxes on capital gains…
QSBS | Tax Benefits of Qualified Small Business Stock

Tax Benefits of Qualified Small Business Stock (QSBS)

The early stages of a startup or small business can be a challenging and exciting process. Upon the successful development…

The Rise of Telehealth and the Importance of Cybersecurity

The COVID-19 pandemic has challenged hospitals and health care systems in countless ways. Between providing critical patient care, maintaining operations…